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  • Enterprise Risk Management

  • Corporate Governance

  • Suitability and Duty of Care

  • Corporate and Sovereign (incl. Emerging Market) Debt

  • Options, Futures and Swaps 

  • Repo and Securities Lending

Andrew Auslander_edited_edited.jpg

Andrew Auslander, CFA, FRM, NACD.DC has nearly thirty years of experience in Risk Governance, Corporate Governance, Derivative Valuation, Interest Rate Risk Management, Asset Liability Management, Duty of Care, Reg T and Portfolio Margin.


Andrew can assess the risk appetite, business model and the risk controls of financial institutions.

In his career, he has managed securities-based lending desks, conducted credit analysis on financial firms and individuals, and valued illiquid securities including corporate bonds, credit derivatives, FX options, S&P 500 options, CMBS tranches, emerging market debt, and structured loans. He has deep, hands on knowledge of enterprise risk management, having held positions of Chief Risk Officer, Head of Risk Management and Head of Risk Governance at global financial institutions.

Andrew holds the National Association of Corporate Directors’ Directorship Certification® whose program is the premier credential for gaining knowledge about the biggest issues in corporate governance. He has held the following FINRA licenses: Series 3, 7, 24, 55 and 63.  

Sample Representative Matters  

  • Nori Holding Limited (In Liquidation), and others v. Bank Otkritie, Case No. 183837 (Consolidated), London Court of International Arbitration (LCIA)

  • Khan et al v. BDO Seidman, LLP et al, Case No. 09 L 140, Circuit Court of the Sixth Judicial Circuit, Champaign County, IL

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